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News and Briefings from The Patients Forum

Submission on the NHS Plan to the Department of Health

16/11/2000

The Rt. Hon. Alan Milburn, MP
Secretary of State for Health
Richmond House
79 Whitehall
London SW1A 2NS

Dear Secretary of State

Re: The NHS Plan 

The Patients Forum is a network of national and regional organisations concerned with the health care interest of patients, their families and carers. We have been very involved in the consultation on the proposals set out in the NHS Plan, particularly those in Chapter 10 that relate to improving representation and involvement. Many of our member organisations have taken part in the seminars organised by the Department of Health. In addition, the Patients Forum organised two of its own meetings to consider the NHS Plan. The first meeting, held in September gave us an opportunity to put forward some initial views and questions about the NHS Plan – at the second meeting in November we considered in more detail the implications of the proposals for the Patient Advocacy Liaison Services (Pals) and Patient Forums. Representatives from the Department of Health attended both meetings - which was very helpful.   

By way of a formal Patients Forum response to the NHS Plan, I am now forwarding you the summary notes from these meetings. As you will see our key concerns relate to ensuring that a wide range of patient, carer and public interests are represented in the involvement process. We also see that there is a great deal more work to be done on developing the roles and responsibilities of PALS and Patient Forums and to ensure that these bodies are effective and properly supported.    

I have also included a summary of issues raised by INVOLVE, the national forum of voluntary sector health and social care partnerships, at their recent annual conference. As you will, see this group raises many of the same issues and concerns as the Patients Forum.  

I hope you find this helpful. Please feel free to contact me should you have any questions or wish to discuss the attached.  

Yours sincerely, 

Clara MacKay
Chair
Patients Forum 


Summary of points made at the Patients Forum meeting on 14.9.2000

Comments on the NHS Plan Proposals for Public Involvement 

The Patients Forum is a network of national and regional organisations concerned with the health care interests of patients, their families and carers.  

The Patients Forum endorses the Government’s view that NHS care has to be shaped round the convenience and concerns of patients and we therefore welcome many of the proposals in the NHS. However, we believe that there are important issues which must be addressed in order to ensure that this aim can be achieved. Our main concerns are summarised below: 

·       Ensuring the widest possible involvement – it is essential that all members of the community are able to give their views on the planning and provision of health care the local health care. For example while many people may be able to record their views about the services they received in hospital in writing, others may not be able to do so due to their substantial health problems or special needs or because their first language is not English. In such circumstances alternative systems must be available. In addition it will be necessary to consider ways of ensuring that people who work or have caring or other commitments will be able to participate in the groups which include patient/citizen representatives, for example by ensuring that meetings are not always held during the working day. 

·       The need for information and support – the NHS Plan introduces a great deal of change, in particular a range of new agencies will be formed, with different but connected roles. Individuals wishing to join or work with these groups will need to understand the role and responsibilities of these organisations and how they will link and work together. Patient/citizen representatives on the various groups are likely to need support in their role.

·       Building on current expertise – there is much expertise within the voluntary sector and in Community Health Councils which could be utilised to assist in the planning and implementation of the proposals for public involvement. 

·       The Patient Advocacy Liaison Service – the exact nature of PALS role is not clear. For example although the NHS Plan states that PALS will support complainants, it is envisaged that other organisations such as the Citizen’s Advice Bureau will give additional support. A major potential problem is the perceived independence of PALS, given that the staff will be based in the hospital. Consideration needs to be given to the establishment and running of PALS. For example to decide what skills the advocates working for PALS will require and which agency will employ them. In addition staff will need to work to a code of practice (which should include a policy on confidentiality). 

We are aware that the Department of Health is consulting on the proposals on public participation over the next few months, in particular the further details required on establishing and running the PALS. The Patients Forum would welcome the opportunity to discuss our views on the proposals and our suggestions on possible ways of addressing these concerns with the Department of Health. 


Comments & Questions on the NHS Plan and Public Involvement (arising from the Patients Forum Meeting on 14th September 2000)

 1.     General Comments & Questions 

a. Getting People involved

·       These proposals are to be welcomed but we need to ensure that the people who get involved are the wider community not just the people who have been involved so far.

·       We need to ensure that people who are not using the services are also involved, for example people from ethnic minorities

·       What about people who are not using services because they have kept healthy? (Although note that ILAF will be a forum of local ‘residents’ rather than patients)

·       The model needs a lot more people but there isn’t a surplus of people able/willing to undertake this work

·       How do we include people with substantial health problems?

·       There is a danger that this will become a middles class charter for the articulate

·       How will people with special needs be accommodated into this structure, for example people with sensory impairments and people with learning difficulties?

·       There is very little mention of carers when considering the membership of the various bodies – will they be included?

·       What about time off in order to be involved in these initiatives, as in time off for public duties such as for jury service?

 b. The Voluntary Sector & the NHS 

·       We need to build on existing expertise

·       What about commissioning the voluntary sector on areas of work in addition to consulting us?

 c. Primary Care 

·       It is very disappointing that primary care is not included in the NHS Plan 

d. Funding 

·       What resources are there to take forward these proposals?

·       Will all of these bodies be sufficiently funded? Will the DoH (or Dept of the Environment?) pay local authorities? (I think this question relates to local authorities experience in public involvement) 

e. Community Health Councils (CHCs) 

·       Are CHCs a doomed body?

·       Are we going to throw out the experience of CHCs?

 f. Other general comments 

·       Seems to be a very complicated system.

·       Changes are too quick

·       Whose responsibility will it be to ensure that this work [steps to increase public involvement] is carried out?

·       Need to bear in mind that the intended outcome is to achieve a better service for individual patients

·       Need more emphasis on health promotion – the NHS is not meant to be a ‘national illness service’

·       Will this make the NHS more accountable?

·       The NHS Plan introduces a range of different bodies, which will have a role in facilitating public involvement – but it is difficult to see how they will link and work together. For example both the Independent Local Advisory Forum (ILAF) and the Local Modernisation Boards will have an input into the Health Improvement Programme – will these groups liaise with each other to exchange ideas and views?

·       Will any of these groups have a statutory basis? – Even with statutory authority, CHCs have had difficulties in taking things forward.

·       What support will be given to the groups, for example on the administration of the groups? (Although note that PALS will support for the Patients Forum and members of the Patients Forum will have access to the NHS Leadership Centre’s programmes)

·       What about the independent sector?

·       This will only work if patients and patient organisations are listened to

·       There is not enough about communication with patients

·       What role with the regions have?

·       How does the Commission for Health Improvement fit in?

·       There are constraints on patient power – in the case of the Royal Commission on Long Term Care the proposals were thrown out.

 2.    The Patient Advocacy Liaison Service (PALS) 

·       PALS will have an important role but how will they be recruited? What skills will they need to have?

·       Is the proposed annual budget of £10 million realistic? (How much will this be per NHS Trust?)

·       Will PALS be seen to be independent by patients? (It will be very difficult to maintain independence when the staff are based in the hospital) What relationship will they have with NHS agencies and staff?

·       There will need to be a code of practice for PALS, including a policy on confidentiality.

·       What is the exact nature of the role of PALS in supporting patients in making complaints? (Note that the NHS Plan states that the DoH will ‘work with other organisations, such as Citizens Advice Bureaux, to ensure additional support for people complaining)

·       Advocacy is about siding with the patient – concern that PALS will not do this.

·       There seems to be some muddled thinking on advocacy

·       Perhaps PALS could be available to help people, who require assistance, in responding to NHS Trust surveys which seek patients views on the services they have received 

·       Who will PALS staff be accountable to?

·       Will PALS be able to initiate legal challenge? (In the way that        CHCs can do now) 

3. The Independent Reconfiguration Panel (IPR) 

The proposals in the NHS Plan are that it would be for the local government all-party scrutiny Committee to refer any proposed changes to the NHS to the IPR (under existing arrangements the local CHC may refer such changes to the Secretary of State) 

·       It is not clear what would happen if the local authority all-party scrutiny committee was in agreement with the planned changes to local health services (for example if it involved joint working arrangements between health and social services). The proposed arrangements suggest that there would be no alternative body which could make a referral to the IPR on behalf of concerned residents. 

·       Will there be consultation on the criteria to be used for referral to the IPR ?


SUMMARY OF PATIENTS FORUM SEMINAR ON NHS PLAN HELD ON 1ST NOVEMBER 2000 AT CONSUMERS’ ASSOCIATION 

Duncan Innes, Quality & Consumers Branch, NHSE, and Jo Lenaghan, Strategy Unit attended from the Department of Health 

Current situation  

Duncan Innes started by saying that the aim of the NHS Plan is to create a patient-centered NHS. When the Plan was published at the end of July only the elements of the proposals for patient and public involvement were included in chapter 10.  This was done so that the detail could be filled in by consulting as widely as possible through a series of seminars and other forms of consultation in the autumn.   This consultation process was now halfway through and a large number of comments on the Plan have already been made.     Once the meetings were concluded on November 17th and all the comments analysed, those features requiring primary legislation would go into the Modernisation Bill in the Queen’s Speech in December and the remaining features would be developed further in the coming months.   Primary legislation would include the abolition of CHCs and the role of local authority Scrutiny Committees.   Secondary legislation would include regulations to replace some CHC functions, directions to Health Authorities to set up Patients Forums and a general duty on health organisations to consult.    It was not clear yet whether a draft of the Modernisation Bill would be circulated to organisations for further comment. 

On PALS, key points that have emerged so far include:  the tension between them having independence and influence; whether the staff should be employed by another organisation and whether the complaints function should be dealt with by an independent service, e.g. CABs. 

On Patients Forums, there has been discussion about having a national organisation.  This will be discussed further at the DOH seminar on November 3rd along with the research on Patients Forums LMCA has produced.   

The meeting broke into two groups, one discussing PALS, the other Patients Forums. 

PALS group feedback  

Nikki Joule gave the feedback from this group.  

1. There was a need for a national body to employ and co-ordinate the PALS services.

Important to have a national job description and national standards of service.  

2. The location of PALS.  It was not necessarily the right thing for them to be based in hospitals because: 

(a)   how would they cover the primary care remit?

(b)   looking at the skills the PALS service would need to encompass, this couldn’t be covered by having two or three people.   There is a whole range of skills and range of seniority required to liaise with the Trust and tackle the problems, ie really good librarian/information skills with knowledge about the local community and the voluntary sector, counselling skills, detailed knowledge about specific health issues,  complaints handling skills, legal skills etc.

(c)   PALS would be perceived to be more independent if based outside hospitals

(d)   if based outside they would be able to deal with issues like funding, getting access to services

(e)   not convinced that they would have more influence if based inside hospitals because it depends on the level at which the staff would be graded.  Also recent history has shown that outside advocates can be very effective.  

3. PALS should have some statutory powers.    

4. The review of the complaints procedure is going to impact on PALS and there was a need for proper consultation on this review.  

Patients Forum group feedback  

Barbara Meredith reported back for the group.  She said they had made positive statements on what Patients Forums could/should do.  They had looked at the powers they would need and how they would link to different parts of the NHS and to the community.  

1. There could be a minimalist model – a group of people, possibly 15 or 20 who just come together quarterly or bi-monthly to chat and then to go away again.  

Her group didn’t think much of this but suspected that this might be what the DOH had in mind!  

2. These are some of the functions the group thought the Patients Forum could have:  

  • Monitoring (and visiting)  
  • Informing the community  
  • Reporting to the:    Board  

      Health Authority

      Primary Care Trust    

  • Receiving information from:     Board

PALS

Carers and patients

The wider community    

  • Feeding into the patients survey  
  • Having equal opportunities responsibilities – to see how hospitals were providing for marginalised groups and ensuring equal access to services  
  • Influencing service reconfiguration and strategic planning  
  • Having direct links to:       Commission for Health Improvement

     Professional bodies  

The Patients Forums ought not to have any gagging clauses attached to them. They are not  there just to be consulted but should be a proactive body.  

What Patients Forums needed were:  

  • A budget
  • Information
  • Payment and a lot of support for the people on it
  • Servicing.  How could PALS do this because they will have so much to do themselves?
  • Visiting – standards against which the places visited are to be measured
  • Terms of Reference
  • Remit for the members
  • Authority to do things  

Unsure who Patients Forums are accountable to.   Two possible models:

(a) Have a member on the Trust Board, the Health Authority Board  (or sub committee thereof) and the Primary Care Trust Board.  This might mean having several people on different boards.    It is crucial to have links between the Health Authority and the PCTs.  

(b) Create (and this might require legislation) a Duty on the Board to report publicly to organisations, to its own Trust, to the Health Authority, to the PCT and for these organisations to have a Duty to respond.

Who is going to do all this?  

  • The group was somewhat sceptical about the random selection of people who had taken part in a survey because there was something about competencies, about continuity.  
  • There could be sub-groups of the Patients Forum that were time limited and would look at particular issues, e.g. breast cancer care in the Trust  
  • There is a lot to be said for open recruitment processes  
  • There was concern about the capacity of the local voluntary sector to support the nomination, the links and the feedback that would be needed to get the patients sector organisations onboard  

Next steps  

An options paper will go to the Secretary of State for Health for decision once all the submissions are in.   


The NHS Plan and Public Involvement

Issues for inclusion in Patients Forum response 

These comments from London Voluntary Service Council include issues raised by INVOLVE, the national forum of voluntary sector health and social care partnership officers, at their recent annual conference. 

·        PALs: How independent will these be?  - especially when it comes to challenging the system as opposed to helping people through it.

They seem very focused on dealing with individual problems in isolation, rather than looking at patterns which indicate flaws in the system. How and by whom will these flaws be identified and dealt with? 

·        There needs to be much stronger support and resources for independent advocacy, including advocacy based on empowerment of users and collective action, rather than just advocacy for isolated individuals.  

·        The approach will lead to fragmentation, at strategic and individual patient level, which goes against Government policies to work across service and organisational boundaries.  At an individual level, people have a holistic experience of services, whether they come from the GP, hospital or social services; they may not know or care who is providing the service.  Just asking patient views on particular services will not reveal whether the services work together for that person. In particular, they do not look at the whole 'patient journey' or 'care pathway' from when the patient/service user first enters the system to when services are no longer required. Patient surveys will also not reveal whether people are not getting a service at all, whether they want something different, or anything from people who can't/don't wish to respond to written surveys e.g. because of language, disability, or poor literacy. 

·        At a strategic level, there is a lack in these proposals of an independent voice on local health policy and practice, which can look at issues at a broader level, and across service boundaries.  Just having patient forums attached to specific trusts will not fulfil this function, and unless there is a clear way of linking them into strategic thinking, they may lead to greater fragmentation. There is also a danger that they will focus on visible issues - e.g. cleanliness, waiting times - rather than broader issues of the accessibility, nature and quality of the services.   

·        Patient involvement will be tokenistic unless there are sufficient resources to support and develop it. Voluntary organisations need adequate resourcing to do this, and to participate themselves in the new structures, particularly those representing excluded groups, such as black and minority ethnic communities.  There is a real danger that  supporting voluntary sector and patient involvement will be a task placed on organisations without the resources to do it effectively.  

·        Selection processes for members of patients forums and health authority advisory forums need to be transparent, and ensure inclusiveness of all communities - and this should be monitored centrally.  Clear direction from the Department of Health is needed, as experience of selecting PCG lay representatives shows that, unless restrained, some health authorities will be very undemocratic. There is plenty of good practice for the Department of Health to draw from, for example in relation to PCGs, CHC elections, and in the setting up of local health and community care partnership and consultative groups.  Randomly selecting patients who answer the survey to join the patients forums is a recipe for unrepresentativeness.   

·        There is still no accountability of health services to local people - having local authorities in a scrutiny role is not sufficient.  

·        What statutory powers will the new bodies have? 

·        It is not at all clear how the PALs, patient forums, advisory groups, local modernisation boards will work together, or with existing arrangements such as HIMP planning, the proposed local strategic partnerships   

Jane Belman, Health and Social Care Policy Officer
London Voluntary Service Council

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  Last updated 20/11/2000   © The Patients Forum 2000