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Lessons from overseas patient/user organisations

Graham Lister: The College of Health

15 Feb 2001

Introduction

The NHS Plan, with its emphasis on working with patients and the public, is a very welcome signal of a new approach to public and patient engagement with the NHS, not simply as “customers”, but as partners in improving personal and public health. 

As an optimist I hope that we can use this new start to build stronger relationships and a better structure to support them, but we must also recognize that good intentions are not enough.  We have to get down to the difficult task of working out how we can change our working culture and that of the NHS to enable us to work together better and to decide on the organisation and structures we need, at local and national level, to support this.  For this reason the College of Health has been glad to form part of an open consortium with our colleagues from the Patient Forum and the Long Term Medical Conditions Alliance to investigate the scope of a new national organisation or network to support public and patient involvement with the NHS.  We hope that as many as have ideas on this issue will join in.

This does not mean that we can or should start with a blank sheet of paper, indeed given the very small budget and timescale for our review we could not do this even if we wished.  We must build on experience and best practice.  The main source of good practice in this country has of course been the work of Community Health Councils and ACHCEW, I hope they will contribute generously to the review.  May I add that our consortium has seen no contradiction in looking forward to the new structures we need while joining our names with the protest at the way in which the abolition of CHCs has been announced without consultation.

In this paper I will take a preliminary look at another source of ideas for public/patient involvement; lessons from other countries.  So far this is based on a limited questionnaire sent to personal contacts in six countries.  Most of these were ex colleagues working in the health consulting practices of PricewaterhouseCoopers to whom I am very grateful.  The questionnaire is attached at Annex A.  I will draw lessons from:

  • Netherlands
  • Switzerland
  • Australia
  • The USA
  • New Zealand
    Canada

         

While I recognize that we cannot simply transplant methods of involving public and patients from other countries there are valuable lessons to be learnt.  In the final section of this paper I speculate on how we might apply such lessons to our system.  I suggest the components that are required to build and support community involvement.  These include commitment and training at all levels for behaviour change, a legal basis for patient rights, a network organisation to support local initiatives and technical resources such as training, measures of patient perception and expertise to engage communities across ethnic and social divides.  I also refer to the potential to develop Open Health as a DiTV resource to increase involvement and the need to establish a strong European and global network of patient organisations.

The Netherlands “Polder model” of patient and public engagement

The Dutch health system is based on social and private health insurance, which ensures universal free access to GPs and hospitals.  Health insurers were once regionally based but now compete for clients.  Patient rights and interests are supported in four very important ways.  First, a declaration of patients' rights is enshrined in the civil law.  Second participation is high, almost one in five of the Netherlands population of 15 million belongs to a wide range of patient and health consumer organisations.  Third the Dutch Ministry of Health supports the Patient/ Consumer movement with serious funding.  Most importantly there is a clear structure and process for representing patient and consumer interests and dealing with patient rights and complaints, taking up both local and national issues.

The Netherlands Federation of Patient Consumer Organisations (NFPCO) was founded in the early 80s, my co speaker at this conference and friend Fons Dekker, played a very important role in developing this organisation.  The Federation offers facilities, training, financial support and, above all, a national platform.  It acts as a highly effective mouthpiece for a host of organisations and interest groups that represent some of those least fortunate and able to articulate their needs at the highest political level.  Since one of its main aims is to promote freedom of choice as the prerequisite of informed consent, a key task is to provide a wide range of information in the form of books, leaflets and newsletters through a national network of information centres and services.  Another aim is to define the needs of patients and carers from their point of view. The Federation has funded research studies and is producing a handbook for health professionals pointing up the gaps between what patients want and what professionals provide. There are about 20 umbrella organisations representing patients interests drawn together in the NFPCO, there are about 2 million associated members. 

This national structure is mirrored by 30 Provincial Patient Councils, which draw together patient and consumer interests at this level, each council runs their own complaints and information desk.  Legislation ensures that these regional Patient Councils are involved in provincial.  Insurers and local health providers also have formal “patient/user councils” which are required by legislation.  Patient representatives are also involved in complaints committees again as a legal requirement.  In addition hospitals and insurers offer places on boards and committees to patient representatives as a matter of good practice.

What is perhaps most striking about the Dutch system is that the government has conferred on the NFPCO the status of equal partner in a triangular relationship between the purchasers and providers of health services and the recipients of those services - the patients and their carers.  They are seen as key contributors to the system of checks and balances for the protection of patients' rights.  A series of laws have been passed which give formal recognition to the rights of patients to meaningful participation in decision-making at every level of healthcare and to the systematic provision of high quality information as the key to involvement, freedom of choice and quality of services.

The Dutch system has given a very powerful role to the NFPCO.  The Federation, the Royal College of Physicians and the National Hospital Association meet on a joint board that supports and runs a national network of patient/consumer advice centres in the community and complaints bureaux in hospitals (required by law).  Patients register complaints and are advised how to take it forward, if necessary support and/or mediation will be provided.  If the patient is not satisfied the patient/consumer bureaux will follow up the issue on their behalf.  The Federation publishes a powerful annual report, which receives widespread media coverage and there are also plans to produce ratings of hospitals' performance against patient-defined standards.  The Federation works as an equal partner with the Dutch Royal Colleges and the Hospital Association in developing guidelines for good practice.

The Dutch model of patient and public involvement can be seen as a facet of what they call the “Polder Model” of society in which consensus is achieved in an empowered community.  The NFPCO crosses the divide between government and the voluntary sector, it is an impressive example of an empowering support organisation that works.

Switzerland focuses on value for money

The Swiss take great pride in their health system, which by many standards could be judged to be the best in the world, they spend more on healthcare than any other country except the USA but were the last country in Europe to legislate for universal social health insurance coverage.  Their system is based on a mixture of social and private insurance companies.  As people are increasingly aware of the high cost of health insurance in Switzerland there is a particular demand for value for money for consumers in their system.

Switzerland is a federation of 26 Cantons and it is at this level that citizens participate in government decisions, by a show of hands at a local meeting or in national ballots.  There are a great many local patient organisations as well as national disease specific organisations.  These are divided between local and disease specific patient based organisations and “Liga” which are disease specific organisations with medical leadership, which raise money for research and development for specific diseases. 

There is also a strong consumer movement, which has developed rapidly in the health sector.  This is often based on a magazine for example Ktip (K=Konsumer) or in one case a long running popular television programme, but these are now backed by web sites and other media offering evaluations of medical treatments, products and services.  These organisations provide consumer advice both on health providers and on the different social and private health insurers.

At national and level patient and consumer organisations are supported by the Swiss Patient/Insured Organisation (Schweizerische Patienten Versicherten Organisation- SPO) and at local level by Patient Offices (Patientenstelle).  This is funded by government at federal level and by Cantons at local level but is an independent watchdog for patients.  They produce a range of patient information and represent general patient views alongside the major patient organisations themselves and they also provide counselling and advocacy services.

It appears that there are no specific procedures for supporting patient complaints at a local level, this depends upon the good practice of the hospital or doctor.  There is, however, a strong “Ombudsman” system to pick up complaints, which are not dealt with satisfactorily.  Patient rights are an important issue for the patient movement the SPO web site currently greets you with “Als patient haben sie recht” (you have rights as a patient).

The Swiss system provides support for patient and consumer representation as a matter of course.  In recent years there has been a great rise in the awareness of the cost of medical insurance, even though for the majority of people it is covered by compulsory social insurance payments.  A survey in 1997 showed that the majority of Swiss people would be prepared to accept some limitations on their health coverage if they could reduce the health insurance premium.  So the Swiss demand value for money not only from their health providers but also from their health insurance organisations.  Consumer organisations have developed services to rate the quality of both insurers and health providers and the Swiss Government is experimenting with measures of patient experience and satisfaction similar to those introduced in the UK. 

Australia: a leading example of patient/consumer reforms

Australia has a federal government structure; its health system is funded from three sources, the State (regional) Governments, Commonwealth (central) Government and insurance and local co-payments.  Australians feel their system achieves a balance between national policies, regional control and local responsiveness to patients delivering high quality services at a reasonable cost. 

The Commonwealth Government has instituted a number of interesting reforms to its health service in recent years and though these tend to proceed rather slowly due to the need to gain consensus at state and local levels, they may be the better for this. 

In April 1997 the Consumer Focus Collaboration was established as a Commonwealth/state committee to examine consumer involvement in healthcare.  The collaboration itself was drawn from patient/consumer groups, professional bodies, complaints commissioners (see below) government and private sector representatives.  It established a strategic plan with the aims of: improving information to health consumers, facilitating consumer involvement, improving accountability to consumers and promoting training in support of involvement in health service planning and delivery.

This development led to the creation of a series of programmes including:

·        Consumer and Provider Partnerships in Health Project

·        National Resource Centre for Consumer Participation in Health.

·        Structural and Cultural Marginalisation in Health Care Project.

·        Provider/Consumer Education & Training for Consumer Participation Project.

·        Stock take of models for the facilitation of consumer access to information.

·        Project to support nurses to involve consumers in their health care

·        Project to support medical practitioners to involve consumers in their health care

·        Documenting a model to select and support consumer representatives (Breast Cancer Network)

·        Communication and clinical outcomes

·        Toolkit for consumer participation

·        Reporting to consumers on health service quality

·        Consumer participation in the accreditation of health care services

·        Consumer perception of adverse events

I have chosen to quote this rather extensive list because it illustrates the scope and depth of the initiatives that this programme invoked.  It is clearly not a quick fix and it has required and will continue to require a great deal of investment and work at all levels to achieve its objectives.  The Commonwealth Government funds these programmes.

At national level the Consumer Health Forum provides a focus for patient/consumer voices in health as does the Australian Consumers Association.  There is a national ombudsman for private health insurance.  Supporting organisations include the National Resource centre for Consumer participation in Health and the Health Issues centre.  There is an Australian Clinical Guidelines Development Programme with mandatory patient involvement.

At state level there have also been very active programmes to promote consumer participation in health care.  In Victoria they have recently been engaged in developing guidelines for health boards in establishing the Community Advisory Committees and Community Participation programmes, which are now mandatory.  It is important to note that they do not stop at the establishment of a representative committee but also mandate and guide the development of active programmes for promoting community participation. 

A similar development can be seen in New South Wales where they are establishing a state wide Consumer and Community Representative Forum and a resource group to support local consumer organisations.  The recent New South Wales report on Community Participation recommended that formal structures for ongoing community participation in each Area Heath Service should be established and published in their annual report and that each Area Health Service must:

·        Show how it has involved local communities in the development of its Area Health Plan

·        Include expectations about consumer and community participation in the performance agreement of their Chief Executive Officer.

·        Make their planning and budgeting processes and timetables clear to the community

·        Establish a sub-committee with responsibility for overseeing community participation

·        Designate staff to facilitate and support community participation activities.

At State level there are also Healthcare Complaints Commissions, which were established by parliament in 1994 to provide an independent accessible organisations, which could take up patient complaints.  The Patient Support Office of an HCC has the following functions:

·             Assist consumers to understand and uphold their health rights.

·             Resolve concerns by:

·             providing information and facilitating self advocacy

·             assisting consumers negotiate and discuss

·             Provide information on avenues to resolve concerns

·             Provide information on health, welfare & support groups

·             Facilitate fair, simple, timely & efficient resolution of concerns

·             Provide information on health services & consumer rights & responsibilities

·             Assist resolution through: clarifying issues, identifying options and direct assistance

·             Network with community groups to provide information and understanding of: the health system, health consumer rights, resolution of concerns with health services, the role of the Patient Support Office itself.

I felt it was useful to quote these examples at some length since they give a further indication of the commitment to consumer involvement that is evident at national and state levels in the Australian health system.  It is for this reason that the Australian model is often quoted as an example of a wholehearted attempt to strengthen community involvement at every level.  They have not yet achieved the level of participation achieved by the Dutch as it will obviously take many years to change attitudes and working habits.

 

United States of America: measuring patient perceptions

Americans tend to regard European health systems with horror; they have come to associate any service provided by the state as second rate and many cannot imagine that we do not envy their private sector dominated health services.  At their best these can provide a very high quality of treatment and care for those who can afford it.  But there is really no such thing as “the” American health system, there are thousands of different health plans offered by insurers, HMOs and employers plus the Government funded Medicare and Medicaid.  Through these programmes the US government spends about the same per head of total population as the UK, but these patients expect and get a decidedly second-rate service.  Worse still 17% of the population are not poor enough to qualify for Medicaid, nor old enough for Medicare, but not rich enough to afford health insurance, illness is still the greatest cause of bankruptcy in the US.  Health reforms including the rise of health maintenance organisations (HMOs) are said to be holding back the rising cost of health care but even so costs are forecast to rise from their current level of 14.6% to 16% of GDP within three years. 

The American patient movement is equally fragmented with no clear leadership.  At a national level there are hundreds (and maybe thousands) of organisations representing patient interests.  Many of these organisations are focused on certain diseases/conditions (e.g., American Heart Association, American Cancer Society, etc.). Others represent certain interest groups (e.g., American Association of Retired Persons is quite vocal about Medicare program for the elderly). Those organizations that are disease/condition specific do have a structure that usually has a national parent organization supported by state or local (e.g., county) chapters.  State and local chapters will focus on fundraising, educational activities and elevating local issues to the national organization.  The national organization usually has a lobbying arm in Washington D.C. and may work with national medical societies on specific research (e.g., American Heart Association works closely with American College of Cardiology).  From time to time, depending on the issue, various coalitions of these organizations have come together, but not on a consistent basis.  One organization, the Center for Patient Advocacy, is trying to organize actions on a national level, but it is not clear how effective they have been.

Because much of healthcare funding depends on the link between employers, health insurers, and providers, some large employer groups have taken on a “consumer role” by requiring certain protections, complaint processes, etc. for their employees. 

Other associations, such as the American Medical Association, American Hospital Association, etc. have a variety of patient advocacy initiatives (see information on Patients’ Bill of Rights below) although some cynics would say that these are really meant to increase physician and hospital standing vis-à-vis health insurers.

Many private health insurance companies are starting consumer advisory committees, in which the insurance company solicits feedback on proposed policy changes, feedback on customer service, etc.  Some think the insurance companies have done this as a defensive mechanism to delay attempts to legislate such input.  These committees usually include people covered under the health plan. 

Public health agencies also will have consumer advisory boards that are asked to provide input on new or existing programs.

All health insurance companies also have an appeals process by which physicians and members can appeal payment/coverage decisions.  Traditionally, health plan employees and medical directors have reviewed these appeals.  More and more, health plans are seeking independent review, usually by outside physicians, that is then binding on the health plan.  Other types of consumer complaints are made directly to the health plan and then handled through an internal review and response process and/or to the State Health Insurance Department.  The State health insurance departments track all complaints against each insurance company and make this complaint rate available to the public.  Complaints against specific providers (physicians, hospitals, etc.) may also be made to the State Department of Health, the state Attorney General, or the State Licensing Board.

A number of institutions have developed ways of assessing patient responses to the quality of service they receive from hospitals.  The best known in the UK is the Picker Institute, which developed an understanding of patient’s perspectives as a result of a survey of 6000 patients and 2000 carers in the US.  From this survey they established seven dimensions of care that were seen as most important to the patient experience:

1.      Respect for individuality

2.      Co-ordination of care

3.      Information and education

4.      Promotion of physical comfort

5.      Provision of emotional support and alleviation of fear and anxiety

6.      Involvement of family and friends

  1. Preparation for discharge.

Although based on US experiences and practice, proprietary measures based on these dimensions have been applied in the other countries including the UK, Canada, Sweden and Switzerland.  Not surprisingly comparisons show the UK as lagging a long way behind Canada and the US in the quality of the patient experience.

The American Hospital Association has a long-standing patient bill of rights that all hospitals are expected to adopt or adjust to local market needs.  In addition, many states have legislated patient rights requirements for hospitals that include mechanisms for responding to patient complaints.  Hospitals may have also a small number of consumer representatives on their board. 

There is currently a well-publicized effort to legislate a national Patients’ Bill of Rights (PBOR).  Many of the elements in the proposed legislation are a direct result of the backlash against managed care and include items such as allowing consumers to sue their health plans for medical malpractice, requiring coverage for any emergency services that a “prudent layperson” would consider an emergency, prohibiting health plans from having gag rules in contracts with providers (in which providers are not allowed to discuss treatment options), and so on.  Various versions of the PBOR have come forward – one was passed by the House of Representatives in October 2000 but then languished before the Senate and is now stalled awaiting the new Presidential administration.  In the meantime, several states have legislated their own PBORs.  Also, many health plans have started to make some of these changes on their own or have started to publicize the fact that they have never had such restrictions.

From a European perspective the US health market seems deeply divisive.  The efforts to develop a patient’s bill of rights though laudable do not address the rights of access to health services or equity of treatment, which are fundamental to virtually every other health system in OECD.  The US seems to depend more upon legal process than advocacy to maintain patient interests and the process of patient involvement in health policy seems more like lobbying than representation.  Despite this we can learn from the way in which they study and learn from their patient/customers. 

New Zealand: a radical approach to patient rights

The New Zealand health services are largely funded through taxation though a comparatively high proportion of the population has private medical insurance to provide additional services.  Health reforms in New Zealand preceded the UK “internal market”, and took a more extreme form with the commissioning role of Regional Purchasers and later the Health Funding Authority separated from health provision by Crown Enterprise - Hospital and Health Services.  They also developed a form of fund holding practice that allowed a lot of experimentation with local budgets, including links between health and social care.  These reforms have since been reversed, it is arguable, however, that New Zealand Health service learned a lot from these experiments and the current service achieves reasonable health outcomes at a comparatively low cost by OECD standards.

While patients and the public are invited to comment on health policy and legislation through consultation processes, which are underpinned by administrative law, there are no formal national or regional organisations that represent patient interests on a broad front.  There are numerous ‘single issue’ representational groups that seek to protect and promote the interests of people with particular conditions (e.g. asthma, diabetes, cancer) and their families/carers.  There are also groups that claim to speak for particular population groups (e.g. ‘Grey Power’, Women’s Health Action Trust) and others that might most accurately be described as ‘lobby’ groups.  An example of such a lobby group is the Coalition for Public Health – which was disbanded shortly after the 1999 general election in the belief that its role as a self-appointed ‘guardian’ of publicly-funded and owned health services would become redundant following the election of a centre-left Government.  As in the UK some of the patient and consumer organisations have received short term government funding for services and projects such as provision of information services, input to planning studies or direct patient services.

Prior to 1 January 2001 there was no formal provision for public ‘voice’ at either the purchaser (Health Funding Authority - HFA) or publicly owned provider (Hospital and Health Service - HHS) level in New Zealand's Health System.  Following the New Zealand Public Health and Disability Act 2000 wide-ranging structural changes took effect on 1 January 2001.  Those changes brought about the dis-establishment of both the HFA and HHSs with their responsibilities being shared between 21 new District Health Boards (DHB) and an enlarged Ministry of Health.  The new DHBs will own and operate hospitals and related services within the areas they serve (thus having a provider role) but will also enter into agreements with non Crown-owned providers to deliver a wide range of non-hospital services (in effect, a purchaser role).

In October 2001 elections will be held to select seven members to serve on each Board (the balance of up to four members per Board will continue to be appointed by the Minister of Health).  Voters will be eligible to vote for members of their local DHB Board; and candidates must be resident in the area served by the Board to which they seek election.

Each DHB is required by to establish a Hospital Advisory Committee, a Disability Support Advisory Committee and a Community & Public Health Advisory Committee.  These Committees will provide advice to the main DHB Board on their specific areas of responsibility and may, with the agreement of the main Board, be delegated decision-making powers.  The composition of these Committees is not defined in law and may encompass practitioners, members of the public and/or members of the main DHB Board.

Some 50% (by value) of New Zealand’s health and disability support services are delivered by non Crown owned (ie private or charitable/voluntary sector) providers.  There are no formal requirements for such providers to involve patients or the public in their operations although, in common with all other providers, they are required to comply with the Code of Health and Disability Services Consumers' Rights.  In practice, many providers (especially those the not-for-profit) operate some form of consumer representation arrangements.

The Code of Health and Disability Services Consumers' Rights confers a number of rights on all consumers of health and disability services in New Zealand and places corresponding obligations on providers of those services.  The Code was established under the terms of the Health and Disability Commissioner Act 1994 which seeks "to promote and protect the rights of health consumers and disability services consumers, and, to that end, to facilitate the fair, simple, speedy, and efficient resolution of complaints relating to infringements of those rights".  The Act also established the role of the Health and Disability Commissioner to protect the “rights of consumers” and “duties of providers” which have a legal basis in this law, they are:-

·        Right 1 : the right to be treated with respect

·        Right 2 : the right to freedom from discrimination, coercion, harassment, and exploitation

·        Right 3: the right to dignity and independence

·        Right 4 : the right to services of an appropriate standard

·        Right 5 : the right to effective communication

·        Right 6 : the right to be fully informed

·        Right 7 : the right to make an informed choice and give informed consent

·        Right 8 : the right to support

·        Right 9 : rights in respect of teaching or research

·        Right 10 : the right to complain

New Zealand seems to take more decisive steps than the UK both in its experiments with the internal market and now in making its health services accountable to the public by elections to health boards, the adoption of clear legally enforceable patient rights and the creation of user committees which may have delegated powers.  The patient rights (and provider duties) are particularly interesting in the light of recent events in the UK for this reason I have included a more detailed resume of the rights at annex B.

Canada takes a long look at patient/public involvement

The Canadian health system is funded from taxation and insurance payments from higher income groups; this provides equal access to a common range of services managed at Province level.  Health care and patient service levels are generally very good and are provided at a cost well below that of the USA, though some Canadians travel to the US for advanced medical procedures not commonly available in Canada.

In October 1994 the Prime Minister of Canada launched the National Forum on Health to involve and inform Canadians and to advise the federal government on innovative ways to improve the health system and the health of Canadian people.  The Forum, with a four-year mandate, was set up as an advisory body with the Prime Minister as Chair, the federal Minister of Health as Vice Chair, and 24 volunteer members who contributed a wide range of knowledge founded on involvement in the health system as professionals, consumers and volunteers.

To fulfil it’s mandate, the Forum focused on long-term and systemic issues. Working groups in four key areas: Values; Striking a Balance; Determinants of Health; and Evidence-based Decision Making, met to formulate advice on national policies.  The working groups commissioned research papers from eminent specialists in their fields; reviewed international trends; conducted public opinion surveys and held workshops.

One of the research papers addressed the issue of consumer involvement in health policy development.  The study concluded that consumers can be a potent voice in advocating for and effecting change within the health care system.  However, it also observes that consumers are often poorly informed and have limited access to organized resources.  Therefore, extraordinary effort by government is required to enable them to play an effective advocacy function.  In order to facilitate a more effective role for consumers in health care policy decision-making, the paper recommended a programme of actions including:

·        Clarify the goals of consumer participation

·        Ensure funding for consumer interest groups (currently groups lose their charitable status if more than 20% of their resources are spent on advocacy activities).  This limits the ability of advocacy groups to raise funds in the private sector.

·        Mandate and support more consumer participation in decision making;

·        Develop and fund a national consumer health forum along the lines of “The Consumers’ Health Forum of Australia”. 

·        Sponsor a national consumers’ health conference to encourage consumer advocacy organizations from across the country to review their current perspectives on health reform and to promote their willingness to work together on a joint agenda.

Each province/territory has legislation to establish self-regulating bodies that govern the licensing and disciplining of health care professionals i.e. doctors, nurses, physiotherapists etc.  This legislation includes a mechanism for investigation of patient complaints and where necessary, the discipline of the professional involved.  Public hospital boards include consumer representatives and the Canadian Council on Accreditation of Health Care Facilities includes consumer input in their survey process.

Provinces also have legislation to establish an Ombudsman position.  The Ombudsman’s job is to investigate complaints against the provincial government organizations.  It is an office of last resort, when all other appeal procedures have been used. In Ontario the ombudsman cannot investigate complaints outside his/her jurisdiction e.g. police, doctors, lawyers etc. but can investigate complaints about health insurance, access to government services, patient care in psychiatric hospitals and so on. 

The Canadian approach to public and patient involvement shows that this issue is being addressed seriously as a long term development with important implications not just for the democratic process but also for public health.  It is notable that they set a 4-year horizon to address this issue rather than 4 months as in the UK.

Taking Lessons from Other Countries for the UK

While we can learn from developments in other countries, we must recognise that in each country the engagement of citizens with their health service depends upon a host of cultural, social and historic circumstances.  The experience of talking to colleagues from other countries has convinced me that the lessons we can share are not just useful for major structural change; indeed we tend to invest too much hope in such leaps in the dark.  We have more to gain from a continuing process of learning and development. 

However, if I were to choose one lesson from each of the countries referred to in this paper my choices would be:

  • To learn from the Australian example the commitment required at all levels in the health system to achieve meaningful levels of participation.  This should include training for clinical teams and managers as well as training for public and patient representatives as well as strategies for increasing all aspects of public and patient engagement with health and social care.
  • To learn from or indeed copy the New Zealand statement of health rights, which are also duties for providers, I would however allow that we should also accept responsibilities as users of health services and guardians of our own health.
  • To follow the Dutch example in establishing a support organisation for public and patient involvement in health, able to co-ordinate responses to issues and complaints and with the capability to help select and train local participants and help them learn from best practice.  I suggest such an organisation should constitute a national and regional network drawn at least in part from existing patient and public representative organisations and owned by them.
  • From the USA I would draw very sparingly, but we can learn from their measurement of patient experience.  I suggest we need to develop methods owned by the NHS and public/patient representatives to reflect the perspectives and values of patients in all aspects of planning, clinical guidelines and quality review.  I also believe we need to develop skills in engaging with communities of different ethnicity and hard to reach groups. 
  • Canada is now introducing a Provincial health ombudsman system and similar figures are found in nearly every other country (in fact I think the best example is found in the Health and Disability Commissioner of New Zealand).  Even we have one, but who knows his name?.  We should seek a strong and visible independent champion of health rights with wide ranging scope.  This person should report publicly not only on individual cases but on the collective experience of patients.  Attempts to create fine divisions between “liaison”, “advocacy” and “complaints” seem futile; in all these fields patients want someone to be by their side and on their side.
  • From Switzerland we can learn from their use of multi media to give the public access to information about health and health services.  In this country Lord Young and I are proposing to establish Open Health a co-operative of patient groups providing information first through a web site portal and later as a pilot and then a fully developed interactive TV channel for health.

There is much more to learn by working with patient and public representative bodies from other countries.  That is why my colleague Fons Dekker and I are seeking support for an initiative to bring together the leading network organisations in all countries of the European Union.  It is surprising to find that there is currently no such network, despite the increasing importance of European court rulings and EU policies for health and the potential to share experience and resources.  Together we could reach beyond Europe to create a global network promoting community to community links for health.

 

Annex A Questions to Participants

Public and Patient Involvement in Health

 

  1. At national/regional level how are patients and public involved in health policy?  For example: is there some sort of organisation representing patient interests? If so what is it called and how is it funded. Is there a forum drawing together different patient public organisations?

 

  1. At the level of social health insurance agency or local health agency how are patients and public involved in health policy, planning management and complaints?  For example: are they represented on the board, are there committees involving patients and public.

 

  1. At the level of local health providers how are patients and public involved?  For example: are they represented on hospital boards, is there a local organisation to represent patient’s interests, does the local organisation for handling complaints involve patients and public if so how is it funded?

 

  1. How is the patient/consumer movement organised?  For example: are there local and national organisations bringing together the views of all patients or is the movement fragmented into lots of disease specific organisations with no national, regional or local structure? What are the main types of organisation representing patient and public interests.  Is there a divide between organisations led by doctors raising research funding for specific diseases and patient based organisations?  Do you know about how many patient organisations there are and how many people belong to them?

 

  1. What do patient /public representative organisations do? For example: do they provide information and advice to members, do they raise funds for research and development? Do they help members deal with complaints? Do they lobby for better services do they help members take forward complaints about the treatment they receive?  Do you have web site addresses for the main organisations representing patient/public interests?

 

  1. How are the health rights and duties of patients and the public protected in law.  For example, is there a legal basis for patient rights?

 

My thanks are due to my respondents

      Fons Dekkers from the Netherlands

      Jennifer Lis from Canada

      Phil Davies from New Zealand

      Heinz Locher from Switzerland

      Helen Favelle from Australia

Jean White the USA

 

In all cases information was provided on a personal basis, opinions and errors are mine

Graham Lister 15 Feb 2001 G_C-Lister@msn.com


Annex B:          New Zealand Health and Disability Act 1994

Rights of Consumers and Duties of Providers

RIGHT 1: Right to be Treated with Respect

1.      Every consumer has the right to be treated with respect.

2.      Every consumer has the right to have his or her privacy respected.

3.      Every consumer has the right to be provided with services that take into account the needs, values, and beliefs of different cultural, religious, social, and ethnic groups, including the needs, values, and beliefs of Maori.

RIGHT 2: Right to Freedom from Discrimination, Coercion, Harassment, and Exploitation

Every consumer has the right to be free from discrimination, coercion, harassment, and sexual, financial or other exploitation.

RIGHT 3: Right to Dignity and Independence

Every consumer has the right to have services provided in a manner that respects the dignity and independence of the individual.

RIGHT 4: Right to Services of An Appropriate Standard

1.      Every consumer has the right to have services provided with reasonable care and skill.

2.      Every consumer has the right to have services provided that comply with legal, professional, ethical, and other relevant standards.

3.      Every consumer has the right to have services provided in a manner consistent with his or her needs.

4.      Every consumer has the right to have services provided in a manner that minimises the potential harm to, and optimises the quality of life of, that consumer.

5.      Every consumer has the right to co-operation among providers to ensure quality and continuity of services.

RIGHT 5: Right to Effective Communication

1.      Every consumer has the right to effective communication in a form, language, and manner that enables the consumer to understand the information provided. Where necessary and reasonably practicable, this includes the right to a competent interpreter.

2.      Every consumer has the right to an environment which enables both consumer and provider to communicate openly, honestly, and effectively.

RIGHT 6: Right to be Fully Informed

1.      Every consumer has the right to the information that a reasonable consumer, in that consumer's circumstances, would expect to receive, including-

(a)    an explanation of his or her condition; and

(b)   the explanation of the options available, including an assessment of the expected risks, side effects, benefits and costs of each option; and

(c)    advice of the estimated time within which the services will be provided; and

(d)   notification of any proposed participation in teaching or research, including whether the research requires and has received ethical approval; and

(e)    any other information required by legal, professional, ethical, and other relevant standards; and

(f)    the results of tests; and

(g)    the results of procedures.

2.      Before making a choice or giving consent, every consumer has the right to the information that a reasonable consumer, in that consumer's circumstances, needs to make an informed choice or give informed consent.

3.      Every consumer has the right to honest and accurate answers to questions relating to services, including questions about-

(a)    the identity and the qualifications of the provider; and

(b)   the recommendation of the provider; and

(c)    how to obtain an opinion from another provider; and

(d)   the results of research.

4.      Every consumer has the right to receive, on request, a written summary of information provided.

RIGHT 7: Right to Make An Informed Choice and Give Informed Consent

1.    Services may be provided to a consumer only if that consumer makes an informed choice and gives informed consent, except where any enactment, or the common law, or any other provision of this Code provides otherwise.

2.      Every consumer must be presumed competent to make an informed choice and give informed consent, unless there are reasonable grounds for believing that the consumer is not competent.

3.      Where the consumer has diminished competence, that consumer retains the right to make informed choices and give informed consent, to the extent appropriate to his or her level of competence.

4.      Where a consumer is not competent to make an informed choice and give informed consent, and no person entitled to consent on behalf of the consumer is available, the provider may provide services where:-

(a)    it is in the best interests of the consumer; and

(b)   reasonable steps have been taken to ascertain the views of the consumer; and

(c)    either,:-

(i)     if the consumer's views have been ascertained, and having regard to those views, the provider believes, on reasonable grounds, that the provision of the services is consistent with the informed choice the consumer would make if he or she were competent; or

(ii)   if the consumer's views have not been ascertained, the provider takes into account the views of other suitable persons who are interested in the welfare of the consumer and available to advise the provider.

5.      Every consumer may use an advance directive in accordance with the common law.

6.      Where informed consent to a health care procedure is required, it must be in writing if:-

(a)    the consumer is to participate in any research; or

(b)   the procedure is experimental; or

(c)    the consumer will be under general anaesthetic; or

(d)   there is a significant risk of adverse effects on the consumer.

7.      Every consumer has the right to refuse services and to withdraw consent to services.

8.      Every consumer has the right to express a preference as to who will provide services and have that preference met where practicable.

9.      Every consumer has the right to make a decision about the return or disposal of any body parts or bodily substances removed or obtained in the course of a health care procedure.

10.   Any body parts or bodily substances removed or obtained in the course of a health care procedure may be stored, preserved, or utilised only with the informed consent of the consumer.

RIGHT 8: Right to Support

Every consumer has the right to have one or more support persons of his or her choice present, except where safety may be compromised or another consumer's rights may be unreasonably infringed.

RIGHT 9: Rights in Respect of Teaching or Research

The rights in this Code extend to th